Compliance Software

Financial Software Directory

Research compliance systems and solutions listed in our vendor directory. Use online analysis and comparison tools to evaluate compliance software key functionality supporting financial firms meet their regulatory obligations.
  • Anti Money Laundering Systems

    Anti money laundering systems and solutions listed on our vendor directory. Use our research platform for AML software evaluation with analysis and comparison of key functionality required by banks and other financial services institutions to support KYC, PEP & FATCA compliance.
  • Communications Surveillance Systems

    Communications surveillance systems listed on our directory. Includes guide to functionality for compliance with trading and market manipulation regulations.
  • Governance, Risk and Compliance Systems (GRC)

    Governance risk and compliance systems and solutions listed in our vendor directory. Use our research platform to evaluate and compare GRC software. Includes analysis of key capabilities to synchronize information and activity across enterprise, risk management and compliance functionality, support implementation of due process and compliance workflow such as exceptions, issues handling and holistic view of risk.
  • Insider Compliance Systems

    Insider compliance systems vendors and solutions for financial institutions listed in our vendor directory. Use the research platform for analysis and comparison of key functional capabilities required by risk and compliance officers to manage internal personnel compliance, code of personal responsibility compliance and codes of conduct.
  • Insider Trading Surveillance Systems

    Guide to insider trading systems and solutions listed in our vendor directory. Compare and analyse surveillance software designed to prevent and detect insider trading.
  • Market & Trade Surveillance Systems

    Market surveillance systems and Trade surveillance systems and solutions listed on our vendor directory. Online research includes guides to software vendors and analysis and comparison of key functionality required by trading firms to support trade monitoring, identifying disorderly market conduct, exchange surveillance, insider trading, incident management and suspicious transaction reporting (STR).
  • Regulation Research & Compliance Management Systems

    Compliance & Regulation Management Systems listed in our vendor directory. Analyse software that helps determine the impact of regulation on a given operation or institution and compare functionality covering assessment capabilities and criteria, covering reference compliance policies, planning and tracking, impact tagging, visibility and traceability, process maps, taxonomies and audit.
  • Social Media Surveillance Systems

    Social Media Compliance systems including full directory of Social Media Compliance software vendors and solutions. Complete with analysis and comparison of key capabilities for social media monitoring and social media compliance.

WHAT ARE COMPLIANCE SYSTEMS

Compliance systems are designed to support governance and compliance with a mandate or regulatory framework.  Sometimes referred to as global risk and compliance systems (GRC), Compliance systems are designed to support governance, risk management, and compliance across an enterprise.

DILIGER CAN HELP YOU FIND AND EVALUATE COMPLIANCE SYSTEMS VENDORS

diliger is a web-based vendor research platform, transforming vendor sourcing and due diligence.  Our unique, collaborative approach to vendor research, where vendors respond centrally to surveys and share this information on a multi-lateral basis, creates a hub of vendor due diligence data supporting the most comprehensive vendor research facility available to the financial community.  diliger provides real-time research with data updated at the point of use, greater accuracy and depth of information, improved usability with tools to analyse the data and because its online, easier access anytime of the day.  Our multi-lateral approach to data sharing means it’s more efficient for vendors and financial institutions to request and share vendor due diligence and evaluation information.

Key features include:

+FinTech search engine for vendor discovery

diliger can help you discover systems and solutions vendors that meet your precise requirements. Our search results algorithmically score and rank the best  solutions according to suitability.  

+vendor analysis & comparison

You can drill down into vendor profiles for more information on the supplier and their solutions. You can contact the vendor directly using the links. For product analysis you can aggregate data stored on the platform into RFI reports covering vendor credential, key capabilities, implementation and service capabilities and commercials. You can also add vendors to a project where you can track an evaluation project and compare vendors in comparison grids which can be exported to spreadsheets.

+vendor risk management / third party risk oversight & monitoring (VRM)

You can run a vendor risk report from the company profile page

+marketplace information

Keep abreast of vendor news and innovation.  Also a calendar of all industry and vendor events happening in our industry.

Click the VENDOR RESEARCH link above to start a fresh search.